Regulatory Compliance, Risk Management and Sound Governance
Attorneys in the Dominican Republic specializing in regulatory compliance, legal risk and good governance: we identify contingencies proactively and protect the operations of your company.
The service
What it involves
We proactively identify the legal contingencies of your operations and advise you on insurance matters: what your policies cover, how to file a claim and how to act after a loss.
We design compliance and civil liability prevention programs tailored to your business, and advise you on good corporate governance practices: internal policies, decision-making bodies and shareholder relations.
- Value proposition
- Regulatory compliance, contingency prevention, insurance and good corporate governance.
- Operating approach
- Compliance programs, risk audits, insurance claims and good governance practices.
What is included
- Design and implementation of regulatory compliance programs and of preventive measures against civil liability.
- Legal risk matrices for existing and planned commercial operations.
- Advice on insurance claims and coverage in corporate and real estate disputes.
- Good corporate governance: internal policies, decision-making bodies and prevention of shareholder disputes.
Why choose us
Benefits
Prevention before litigation
Contingency assessment and preventive contract review to avoid disputes before they arise.
Getting the most from your policies
Legal review of commercial insurance policies and management of claims before insurers.
Compliance that fits you
Compliance programs adapted to the size and sector of your company.
The results we pursue
What we can achieve
- Know and prioritize the legal risks of your operations.
- Support the claim and coverage under your insurance policies.
- Reduce your exposure to civil liability.
- Mitigate the financial impact of a contingency and restore operational control.
Every matter is different: these are the objectives of our work, not a guarantee of outcome.
Professional backing
Our experience
The work is led personally by our Founding Partner, Anthony Alba Araúz, an attorney admitted in the Dominican Republic, in the State of New York and before the federal courts for the Southern and Eastern Districts of New York, who holds a Master of Laws (LL.M.) from University at Buffalo School of Law.
His practice is distinguished by a rigorous contingency analysis methodology aimed at protecting clients’ assets, operational continuity and corporate interests in highly complex scenarios.
How we solve it
Strategic Legal Solutions
Strategic Litigation & Complex Legal Disputes
What we solve: Asset protection and business continuity in highly complex contentious scenarios.
Approach: Rigorous legal representation aimed at neutralizing financial contingencies and mitigating risks, to resolve the dispute swiftly.
Contractual Risk Prevention & Deal Negotiation
What we solve: Reduction of commercial and operational vulnerabilities, and prevention of litigation in commercial agreements and transactions.
Approach: Structuring and negotiation of contractual instruments designed to secure counterparty performance and protect the investment.
Government Regulation & Corporate Governance
What we solve: Operational viability before public authorities and sound governance in corporate decision-making.
Approach: Support and representation in state inspections, audits or effective regulatory compliance management, and resolution of disagreements between partners.
Commercial Arbitration & Alternative Dispute Resolution
What we solve: Effective management of business disputes outside the ordinary court system, shortening timelines and safeguarding confidentiality.
Approach: Specialized intervention in arbitral proceedings and strategic mediation to reach binding agreements with the least possible organizational impact.
Managing Legal Crises & Contingencies
What we solve: Immediate intervention in unforeseen critical events that threaten the company’s stability, licenses or assets.
Approach: Immediate risk assessment and execution of legal containment measures to mitigate financial impact and restore operational control.
Compliance & Legal Risk
Common Questions
Identifying in advance the legal contingencies of your operations —contractual, regulatory and civil liability—, prioritizing them and defining measures to prevent them or reduce their impact.
Yes. We carry out a legal review of commercial policies so you know what they cover, what their exclusions are and what obligations you must meet to keep your coverage.
We review the policy and the circumstances of the loss, support the claim before the insurer and, if necessary, structure the appropriate collection or coverage actions.
A compliance program organizes the policies and controls your company uses to prevent regulatory breaches and liabilities. Its scope depends on the size and sector of the company; we design it to fit your business.
Both. Our approach is preventive, with contingency assessments and contract reviews, but we also step in when unforeseen events occur to contain the risk and restore operational control.
Compliance & Legal Risk
Tell us about your case
Send us your inquiry or call us now: we will assist you directly and confidentially.